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Universal Market Integrity Rules
Results: 172

#	Item
41	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-10 10:46:04 Finance Investment Stock market Economy of Canada Universal Market Integrity Rules Trading halt Algorithmic trading Short Volatility Financial markets Financial economics Mathematical finance
42	Table of Contents Enforcement REPORT Protecting Investors and Fostering Fair, Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-04-15 10:26:04 Self-regulatory organizations Business Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Universal Market Integrity Rules Financial adviser Securities Commission of New Zealand Financial economics Investment Finance
43	Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-12-09 17:36:04 Securities Universal Market Integrity Rules Canadian securities regulation Canada Regulatory compliance Regulatory risk differentiation Business Exempt market dealer Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
44	Rule Notice Guidance Note Please distribute internally to: Corporate Finance Institutional Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-12-09 15:46:03 Financial economics Financial regulation Investment Industry Regulatory Organization of Canada Securities Auditing Regulatory compliance Universal Market Integrity Rules Internal audit Audit Business Finance Self-regulatory organizations
45	INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA MANAGEMENT DISCUSSION AND ANALYSIS Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:18:38 Financial services Securities Funds Economy of Canada Universal Market Integrity Rules Fee Investment Industry Regulatory Organization of Canada Net asset value Financial economics Investment Finance
46	ANNUAL REPORT 2009–2010 Focusing on our Stakeholders IIROC – Key Facts Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-01 15:12:57 Financial economics Finance Investment Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Universal Market Integrity Rules Financial Industry Regulatory Authority International Organization of Securities Commissions Business Self-regulatory organizations Financial regulation
47	ANNUAL REPORT 2010–2011 Building confidence in Canada’s capital markets Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-01 15:12:59 Financial regulation Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Canada Canadian securities regulation Investment banking Corporate governance Self-regulatory organizations Financial economics Business
48	TRENDS IN TRADING ACTIVITY, SHORT SALES AND FAILED TRADES For the period May 1, 2007 to April 30, 2010 Market Regulation Policy, Investment Industry Regulatory Organization of Canada, Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:33:06 Financial regulation Financial markets Short selling Stock market Naked short selling Short Exchange-traded fund Universal Market Integrity Rules Algorithmic trading Financial economics Finance Investment
49	Marketplace Notice Liquidnet Canada Inc. Contact: Naomi Solomon Senior Policy Counsel, Market Regulation Policy Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-28 09:05:04 Financial system Finance Order Dark liquidity Universal Market Integrity Rules Best execution Stock market Financial markets Financial economics
50	June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-26 16:48:40 Economy of Canada Universal Market Integrity Rules

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